Carlos Alberto Tovar

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 12/2017
  Jpmorgan Chase Bank
  Miami, FL
• 10/2012 → 12/2017
  J.P. Morgan Securities Llc
  Miami, FL
• 01/2018 → 04/2018
  Leumi Investment Services Inc
  Aventura, FL
• 07/2018 → Present
  Ubs Financial Services, Inc.
  Miami, FL
• 04/2018 → 07/2018
  Unemployed
  Miami, FL

Previous Registrations

• 2018-01-11 → 2018-04-16
  Valley Financial Management, Inc.
  Aventura, FL
• 2016-03-07 → 2018-01-09
  J.P. Morgan Securities Llc
  Miami, FL
  Miami, FL
  Cutler Bay, FL
  Florida City, FL
  Cutler Bay, FL
  Miami, FL
  Homestead, FL
  Florida City, FL
  Homestead, FL

Exams

• S66 Uniform Combined State Law Examination
  2016-02-26

Other Names

• Carlos A Tovar