Simon Dale Keeling

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 10/2023
  Edward Jones
  St Louis, MO
• 10/2023 → 02/2025
  Keeling Wealth, Llc
  Concord, NH
• 10/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Concord, NH
• 10/2023 → Present
  Raymond James Financial Services, Inc.
  Concord, NH

Previous Registrations

• 2010-02-08 → 2023-10-23
  Edward Jones
  Concord, NH
  Penacook, NH
  St Louis, MO

Other Businesses

(1) Name of Business: Keeling Wealth, LLC Address: 6 Dixon Ave Ste 100, Concord, NH, 03301-4944, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/18/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner

Exams

• S66 Uniform Combined State Law Examination
  2010-02-05

Designations

• Certified Financial Planner

Other Names

• Simon Keeling