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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-03 |
| TX | RA | APPROVED_RES | 2020-10-05 |
| MD | RA | APPROVED | 2012-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Pearlstone Group Inc | Baltimore | MD | 01/2005 | Present |
| Ubs Financial Services Inc. | Baltimore | MD | 09/2012 | Present |
1)THE PEARLSTONE GROUP / FAMILY OFFICE/ 2 VILLAGE SQUARE, SUITE 212 BALTIMORE, MD 21210 / INDEPENDENT CONSULTANT/ START DATE 01/03/2005 / 1 HR 2)PEARLSTONE REALTY, LLC IS BUSINESS INVESTMENT RELATED (Y/N): N ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): BALTIMORE, MD 21210 DATE FFILIATION BEGAN: 2005 YOUR TITLE: NONE YOUR DUTIES (BRIEF): NONE # HOURS DEVOTED EACH MONTH URING SECURITY TRADING HOURS: 0 # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 0 3)LIFEBRIDGE HEALTH / 2401 WEST BELVEDERE AVENUE BALTIMORE,MD 21215 / COMPANY/ HEALTH CARE & PHARMACEUTICALS / LIFEBRIDGE HEALTH CONSISTS OF SINAI HOSPITAL OF BALTIMORE, NORTHWEST HOSPITAL, LEVINDALE HEBREW GERIATRIC CENTER AND HOSPITAL, COURTLAND GARDENS NURSING & REHABILITATION CENTER. / OTHER / MEMBER OF INVESTMENT COMMITTEE / ATTEND MEETING AND MONITOR INVESTMENTS, WORK WITH INVESTMENT ADVISOR OF ENDOWMENT FUNDS / START DATE 03/01/2012 - / QUARTERLY MEETINGS TO REVIEW INVESTMENT PERFORMANCE 4)THE PARK SCHOOL OF BALTIMORE / 2425 OLD COURT ROAD BALTIMORE,MD 21208 / OTHER/ EDUCATION / PRIVATE SCHOOL / OTHER / MEMBER OF INVESTMENT COMMITTEE / ATTEND MEETINGS AND HELP TO MONITOR INVESTMENTS WHILE WORKING WITH OUTSIDE INVESTMENT CONSULTANT / START DATE 09/07/2009 . 5)PEARLSTONE CONFERENCE & RETREAT CENTER INC / 5425 MOUNT GILEAD ROAD REISTERSTOWN,MARYLAND 21136 / COMPANY/ CONFERENCE & RETREAT CENTER / OFFICER / START DATE 9/1/2007 6)The Associated: Jewish Community Federation of Baltimore / 101 West Mount Royal Avenue Baltimore,MD 21201/ Charities, Cultural, Educational & Political Organisations / Serve the needs of the Jewish community in Baltimore / Officer /Member of Investment Committee for Endowment/ Secretary /start date 7/1/2009 7) Beth Tfiloh Dahan Community School / 3300 Old Court Road Baltimore,MD 21208 / Company/ Education / Beth Tfiloh Dahan Community School is a Jewish, co-educational college preparatory school / Trustee / / Actively support and promote the school's mission, vision, strategic goals, and policy positions and set policy and focus on long-range and strategic issues / Start Date 07/01/2013/ end Date 06/30/2019 8) Sinai Hospital / 2401 West Belvedere Avenue Baltimore,MD 21215 / Company/ Health Care & Pharmaceuticals / Hospital / Officer / / Formulate key corporate policies and strategic goals, focusing both on near-term and longer-term challenges and opportunities and help oversee matters critical to the health of the organization. / Start Date 07/01/2017/ End Date 06/30/2018 9)The Pearlstone Fund, Inc. / 20 South Charles Street, Suite 1200 Baltimore,Maryland 21201 / No/ Active / Start Date / 10) Pearlstone Conference & Retreat Center Inc / 5425 Mount Gilead Road Reisterstown,Maryland 21136 / Company/ Other Conference and Retreat Center and Educational Farm / Conference & Retreat Center / Officer / / Attend board meeting, work to further the organization's mission in the community, work on strategy and planning / Start Date 9/1/2007 / 11) The Philip and Harriet Klein Foundation Inc./ investment related?: / Baltimore, MD, 21208/The Philip and Harriet Klein Foundation was founded in 1997 to provide financial support to non-profit organizations dedicated to strengthening cultural, religious and scientific activities and programs throughout the Baltimore metropolitan region./To serve as trustee and help to oversee the operation of the organization, assuring the organization's conformance with the laws./ start date: 2/1/2022 12) The Associated Jewish CharitiesServe the needs of the Jewish Community, Member of Board of directors, Member of Investment Committee for Endowment, Board member and serve on investment to oversee endowment funds, start date-7/1/2009, BaltimoreMDUnited States-2120.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-05 |
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