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700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-24 |
| IL | RA | APPROVED | 2012-11-14 |
Branch Locations
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Wealth Llc | Oak Brook | IL | 09/2012 | Present |
| Ausdal Financial Partners | Davenport | IA | 10/2012 | 02/2017 |
| Halo Securities Llc | Oak Brook | IL | 04/2017 | 12/2023 |
| Rothschild Investment Llc | Chicago | IL | 01/2024 | Present |
ROTHSCHILD INVESTMENTS LLC BROKER DEALER REGISTERED REPRESENTATIVE SINCE 01/2024 INVESTMENT RELATED ROTHSCHILD WEALTH LLC INVESTMENT ADVISER PARTNER/WEALTH PLANNER SINCE 09/2012 INVESTMENT RELATED Sentinus Insurance Services (Oakbrook, IL), 5 hours per week, 20 hours per month, investment related, insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-09 |
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