Cody Robert Horton

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-18

TX RA
APPROVED

Since 2023-05-18

Branch Locations

One O'COnnor Plaza Ste 860 [Satellite], Victoria, TX 77901 • United States

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	San Antonio	TX	09/2015	11/2016
Wells Fargo Clearing Services, Llc	San Antonio	TX	11/2016	05/2023
Wells Fargo Advisors Financial Network, Llc	San Antonio	TX	05/2023	Present

09/2015 → 11/2016

Wells Fargo Advisors, Llc

San Antonio, TX
11/2016 → 05/2023

Wells Fargo Clearing Services, Llc

San Antonio, TX
05/2023 → Present

Wells Fargo Advisors Financial Network, Llc

San Antonio, TX

Previous Registrations

2015-09-08 → 2023-05-18

Wells Fargo Clearing Services, Llc

San Antonio, TX

Victoria, TX

Victoria, TX

Victoria, TX

Austin, TX

Victoria, TX

San Antonio, TX

Victoria, TX

Schulenburg, TX
2010-02-08 → 2015-09-09

Edward Jones

Victoria, TX

Victoria, TX

St Louis, MO

Other Businesses

HORTON FAMILY BUSINESS LLC; INV. RELATED; VICTORIA, TX; 100% OWNERSHIP, START DATE 1/30/2023 ; 160 HRS PER MONTH, 100 HRS DURING TRADING FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-02-05

S66 Uniform Combined State Law Examination

2010-02-05

Other Names

Cody Horton

View on SEC IAPD