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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-10-08
  • GA RA
    APPROVED
    Since 2021-10-08

Branch Locations

4227 Pleasant Hill Rd Bldg 14, Duluth, GA 30096 • United States

195 W Pike St Ste 209, Lawrenceville, GA 30046 • United States

Lawrenceville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Dunwoody GA 08/2016 03/2018
Personal Capital Advisors Corporation San Francisco CA 04/2018 02/2019
Evolve Autos, Llc Lawrenceville GA 11/2017 Present
Edward Jones St.LOuis MO 01/2020 10/2021
Lpl Financial Lawrenceville GA 10/2021 Present
  • 08/2016 → 03/2018
    Fidelity Brokerage Services Llc
    Dunwoody, GA
  • 04/2018 → 02/2019
    Personal Capital Advisors Corporation
    San Francisco, CA
  • 11/2017 → Present
    Evolve Autos, Llc
    Lawrenceville, GA
  • 01/2020 → 10/2021
    St.LOuis, MO
  • 10/2021 → Present
    Lpl Financial
    Lawrenceville, GA
Previous Registrations
  • 2020-01-28 → 2021-10-06
    Lawrenceville, GA
  • 2018-04-16 → 2019-04-05
    Personal Capital Advisors Corporation
    Lawrenceville, GA
    Greenwood Village, CO
    Atlanta, GA
  • 2016-10-18 → 2018-03-08
    Dunwoody, GA
    Lawrenceville, GA
  • 2015-12-02 → 2016-08-24
    Atlanta, GA
  • 2014-03-19 → 2015-12-03
    Questar Asset Management, Inc.
    Minneapolis, MN
    Atlanta, GA
  • 2012-06-26 → 2012-11-13
    Norcross, GA
  • 2011-01-19 → 2012-04-25
    Invest Financial Corporation
    Chattanooga, TN
    Chattanooga, TN
  • 2010-03-15 → 2010-08-24
    Ooltewah, TN
    St Louis, MO
    Harrison, TN
Other Businesses

1) 8/2015 - DBA for LPL Business (entity for LPL business) - Nvestfit, LLC - Investment Related - Lawrenceville, GA 30046 2) 11/2017 - Business Owner - Evolve Autos, LLC - Not Investment Related - Lawrenceville, GA 30046 3) 2/9/2023 - The Building Place, LLC - Not Investment Related - Atlanta, GA - Rep's Business - Start Date - 02/03/2023 - 5 Hours Per Month/0 Hours During Securities Trading 4) 2/9/2023 - 1950 N. Park, LLC - Investment Related - Atlanta, GA 30339 - Real Estate Rental - Start Date - 11/22/2022 - 5 Hours Per Month/0 Hours During Securities Trading 5) 04/09/2026 - Richmond Family Holdings, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 03/31/2026 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-11
  • S66 Uniform Combined State Law Examination
    2010-03-11

View on SEC IAPD

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