Mark Herbert Miller

Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 01/2022
  First Trust Portfolios L. P.
  Wheaton, IL
• 05/2022 → Present
  One Capital Management, Llc
  Westlake Village, CA
• 01/2022 → 05/2022
  Unemployed
  Agoura Hills, CA

Previous Registrations

• 2013-01-22 → 2022-02-02
  First Trust Advisors Lp
  Wheaton, IL
  Westlake Village, CA
  Wheaton, IL
  Agoura Hills, CA
• 2010-11-15 → 2012-11-19
  Advanced Equities, Inc.
  Chicago, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-22
• S63 Uniform Securities Agent State Law Examination
  2010-01-22

Other Names

• Mark Miller