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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2010-01-20
  • AL RA
    APPROVED
    Since 2010-01-20

Branch Locations

503 E Commerce St Po Box 522, Greenville, AL 36037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schuamburg IL 12/2009 Present
Branum & Company, P.C. Greenville AL 10/2003 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2009 Present
Pioneer Electric Cooperative Greenville AL 08/2008 Present
  • 12/2009 → Present
    Cetera Financial Specialists Llc
    Schuamburg, IL
  • 10/2003 → Present
    Branum & Company, P.C.
    Greenville, AL
  • 12/2009 → Present
    Schaumburg, IL
  • 08/2008 → Present
    Pioneer Electric Cooperative
    Greenville, AL
Other Businesses

1) BRANUM * COMPANY PC; NOT INV REL; PO BOX 522, GREENVILLE, AL; ACCOUNTING FIRM; PRESIDENT/OWNER SINCE 1978; 40 HRS/WK; DUTIES - RUNS THE FIRM: 2) BRANUM WEALTH MANAGEMENT LLC; DBA NAME FOR INVESTMENT PRACTICE; INV RELATED; OWNER; SINCE 06/2010; 40 HR/WK: 3) PIONEER ELECTRIC COOPERATIVE; ELECTRIC COOPERATIVE; NOT INV RELATED; GREENVILLE, AL; SERVES ON BOARD; BOARD MEMBER; SINCE 08/2008; 5 HRS/WK: 4) NAME OF OTHER BUSINESS: PIONEER ELECTRIC COOPERATIVE; INVESTMENT RELATED: NO; ADDRESS: 300 HERBERT ST, GREENVILLE, AL 36037; NATURE OF BUSINESS: BOARD; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: SECRETARY / TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FULFIL THE NORMAL ROLES OF A SECRETARY / TREASURER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-28
  • S66 Uniform Combined State Law Examination
    2009-12-28

View on SEC IAPD

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