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270 North Loop 1604 East Suite 200, San Antonio, TX 78232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-29 |
Branch Locations
270 North Loop 1604 East Suite 200, San Antonio, TX 78232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 11/2015 | 07/2017 |
| Pax Financial Group | San Antonio | TX | 12/2015 | Present |
1. Transmission Corridor Engineering, Inc. (DBA - TCORR) - Not Investment Related - 8143 Floating View, San Antonio, TX 78255 - Other-Owner - Started 07/02/2014 - 4 hrs per week 2. Children's Bereavement Center of South Texas Board Member Since 08/2023 Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-12 |
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