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David Caldwell Gardner

Wells Fargo Clearing Services, LLC

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-30
VA RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2020-04-30
  • VA RA
    APPROVED
    Since 2008-01-01

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Richmond VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 Present
Previous Registrations
  • 2006-03-27 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-24
  • S66 Uniform Combined State Law Examination
    2006-03-24

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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