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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-19 |
| CA | RA | APPROVED | 2017-08-09 |
Branch Locations
16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Carlsbad | CA | 05/2016 | 08/2017 |
| Charles Schwab & Co., Inc. | Newport Beach | CA | 08/2017 | Present |
| Charles Schwab Bank | Newport Beach | CA | 08/2017 | Present |
1) Room Rentals | Investment Related:No|109 Columbia Street|Newport Beach|CA|92663|USA|Real Estate (Non-Agent/Broker)|Rental|7/1/2020|Less than 20|0|I purchased a home. Renting out two rooms to roommates.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-05 |
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