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Current Employers
Knight And Company Wealth Advisors, Llc

307 Ray Street, Pleasanton, CA 94566 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-09-23
  • CA RA
    APPROVED
    Since 2014-09-23

Branch Locations

3150 Almaden Expressway Suite 103, San Jose, CA 95118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knight And Company Wealth Advisors, Llc San Jose CA 10/2009 Present
The Gael Knight Company Certified Public Accountants, Inc. San Jose CA 07/2015 Present
Previous Registrations
  • 2010-03-16 → 2015-03-31
    Concert Wealth Management
    San Jose, CA
    Los Altos, CA
Other Businesses

GAEL KNIGHT IS A CPA WITH THE GAEL KNIGHT COMPANY CERTIFIED PUBLIC ACCOUNTANTS, INC. SAN JOSE, CA. SINCE JULY 2015. THE ACCOUNTING FIRM BUSINESS IS NOT INVESTMENT-RELATED. HIS DUTIES INCLUDE: FULL RANGE OF ACCOUNTING SERVICES INCLUDING TAX PREPARATION. HE DEVOTES 125 HOURS PER MONTH TO THE ACCOUNTING FIRM BUSINESS WITH 66 OF THOSE HOURS OCCURRING DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-22
  • S65 Uniform Investment Adviser Law Examination
    2009-12-22
Designations

View on SEC IAPD

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