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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-23 |
| FL | RA | APPROVED | 2014-02-12 |
Branch Locations
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States
200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Miami | FL | 12/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-10 |
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