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6133 Rockside Road, Building Ii Suite 400, Independence, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-06-03 |
| IL | RA | APPROVED | 2025-05-30 |
| TX | RA | APPROVED | 2025-05-30 |
Branch Locations
6133 Rockside Road, Building Ii Suite 400, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Cleveland | OH | 01/2010 | 05/2019 |
| Mml Investors Services, Llc | Cleveland | OH | 01/2010 | 04/2019 |
| Mml Investors Services, Llc | Cleveland | OH | 01/2010 | 04/2019 |
| Cleveland Wealth, Llc | Cleveland | OH | 05/2019 | 05/2025 |
| Tempo Wealth, Llc | Independence | OH | 05/2025 | Present |
1) NAME: TIMOTHY C FARLEY JR. INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LIFE, DI, LTC AND FIXED ANNUITIES INSURANCE SALES POSITION: AGENT START DATE: 2/24/2016 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 2) NAME: JL THOMAS, BUA, PREMIER BROKERAGE SERVICES. EACH OF THESE 3 ARE INSURANCE BROKERAGE FIRMS FOR FIXED BUSINESS WHICH INCLUDE LIFE INSURANCE , DISABILITY COVERAGE, LONG-TERM CARE INSURANCE AND FIXED ANNUITIES. AS FOR COMMISSIONS, I RECEIVE A COMMISSION FROM THE COMPANY THAT I WRITE THE COVERAGE THROUGH. MOST COMMISSIONS ARE UP-FRONT AND WITH SOME LIFE INSURANCE CARRIERS, THERE IS A SMALL RENEWAL COMMISSION AS THE POLICY REMAINS IN-FORCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-27 |
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