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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-05-17 |
Branch Locations
96 Rancho Del Mar, Aptos, CA 95003 • United States
26380 Carmel Rancho Ln, Carmel, CA 93923 • United States
1400 Munras Ave, Monterey, CA 93940 • United States
495 Washington St, Monterey, CA 93940 • United States
655 Main St, Watsonville, CA 95076 • United States
110 Morrissey Blvd, Santa Cruz, CA 95062 • United States
2010 Freedom Blvd, Freedom, CA 95019 • United States
601 Bay Ave, Capitola, CA 95010 • United States
300 Tres Pinos Rd, Hollister, CA 95023 • United States
1890 N Main St, Salinas, CA 93906 • United States
1001 S Main St, Salinas, CA 93901 • United States
695 Front St, Soledad, CA 93960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Advisors, Llc | Salinas | CA | 05/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-22 |
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