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John Wesley Merritt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
SC RA APPROVED 2022-06-08
NC RA APPROVED 2022-04-21
  • TX RA
    APPROVED
    Since 2022-06-14
  • SC RA
    APPROVED
    Since 2022-06-08
  • NC RA
    APPROVED
    Since 2022-04-21

Branch Locations

620 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banc Of America Investment Services, Inc. Charlotte NC 09/2006 03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 01/2022 Present
Bank Of America, N.A. Charlotte NC 01/2022 Present
Guaranteed Rate Mortgage Fort Mill SC 02/2021 07/2021
Freedom Mortgage Fort Mill SC 08/2021 12/2021
  • 09/2006 → 03/2021
    Banc Of America Investment Services, Inc.
    Charlotte, NC
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 01/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
  • 02/2021 → 07/2021
    Guaranteed Rate Mortgage
    Fort Mill, SC
  • 08/2021 → 12/2021
    Freedom Mortgage
    Fort Mill, SC
Previous Registrations
  • 2006-10-03 → 2009-03-18
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
  • 2006-07-26 → 2006-08-25
    Ameriprise Financial Services, Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-20
  • S66 Uniform Combined State Law Examination
    2022-04-20
Other Names
  • Trey Wesley Merritt
  • John Merritt
  • John Wesley Merritt

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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