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2422 W. Sunset Drive, Tampa, FL 33629 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Halo Securities Llc | Oak Brook | IL | 03/2017 | 08/2023 |
| Sentinus Llc | Oak Brook | IL | 10/2015 | 09/2023 |
| Compass Financial Management Llc | Sarasota | FL | 09/2023 | Present |
1) INSURANCE SALES; 700 COMMERCE DRIVE OAKBROOK, IL; I AM A AGENT FOR VARIOUS COMPANIES;ACTIVITY BEGAN 10/2015; I DEVOTE APPX 10 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY. LIFE AND HEALTH INSURANCE SALES. COMPENSATION IS COMMISSION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-12 |
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