James Robert Davenport

Employer firm

Compass Financial Management LLC CRD 156345

$894M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 08/2023
  Halo Securities Llc
  Oak Brook, IL
• 10/2015 → 09/2023
  Sentinus Llc
  Oak Brook, IL
• 09/2023 → Present
  Compass Financial Management Llc
  Sarasota, FL

Previous Registrations

• 2015-10-27 → 2023-09-05
  Rothschild Wealth Llc
  Oakbrook, IL
  Sarasota, FL
• 2015-10-27 → 2017-12-31
  Rothschild Wealth Llc
  Oakbrook, IL
• 2013-07-09 → 2015-11-10
  Charles Schwab & Co., Inc.
  Park Ridge, IL
  Northbrook, IL
  Orland Park, IL
  Naperville, IL
  Phoenix, AZ

Other Businesses

1) INSURANCE SALES; 700 COMMERCE DRIVE OAKBROOK, IL; I AM A AGENT FOR VARIOUS COMPANIES;ACTIVITY BEGAN 10/2015; I DEVOTE APPX 10 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY. LIFE AND HEALTH INSURANCE SALES. COMPENSATION IS COMMISSION.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-08
• S63 Uniform Securities Agent State Law Examination
  2010-03-12

Designations

• Certified Financial Planner