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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
PA RA APPROVED 2023-12-02
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • PA RA
    APPROVED
    Since 2023-12-02

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 06/2022 Present
Jefferson Philadelphia PA 11/2015 06/2022
Other Businesses

I*3523293 Entity Type: Charitable Name of OBA: Perkiomen Valley Youth Wrestling Address: Collegeville, Pennsylvania, 19426 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/16/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0 Duties: Youth Wrestling Organization Help organize home meets and assist with registration for tournaments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
  • S66 Uniform Combined State Law Examination
    2023-12-01
Other Names
  • Casey M Slack

View on SEC IAPD

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