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Adam Hrtanek

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-18
AZ RA APPROVED 2014-06-19
  • TX RA
    APPROVED
    Since 2016-03-18
  • AZ RA
    APPROVED
    Since 2014-06-19

Branch Locations

1744 East Southern Ave, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Gilbert AZ 04/2014 05/2017
Jpmorgan Securities Llc Tempe AZ 05/2017 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 05/2017 Present
  • 04/2014 → 05/2017
    J.P. Morgan Securities Llc
    Gilbert, AZ
  • 05/2017 → Present
    Jpmorgan Securities Llc
    Tempe, AZ
  • 05/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-29
S63 Uniform Securities Agent State Law Examination 2010-01-11
  • S66 Uniform Combined State Law Examination
    2014-05-29
  • S63 Uniform Securities Agent State Law Examination
    2010-01-11
Other Names
  • Adam J Hrtanek

View on SEC IAPD

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