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Peter Edward Ruth

Commonwealth Financial Network

Dallas, TX

CRD 5088749

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-15
  • TX RA
    APPROVED
    Since 2016-08-15

Branch Locations

5910 N. Central Expressway Suite 1660, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 08/2016 Present
Previous Registrations
Other Businesses

1) Part owner of Brown Ruth Advisors, LLC, entity created to facilitate securities and advisory business. Investment related and conducted from branch location. 2) Selling fixed annuity products under Brown Ruth Advisors, LLC. Investment related and conducted from branch location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-27
  • S66 Uniform Combined State Law Examination
    2006-03-27

View on SEC IAPD

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