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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-04 |
| OH | RA | APPROVED | 2017-08-18 |
Branch Locations
10100 Innovation Dr Ste 100, Miamisburg, OH 45342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Notre Dame Federal Credit Union | Mishawaka | IN | 11/2011 | 08/2017 |
| Cetera Advisor Networks | El Segundo | CA | 05/2014 | 08/2017 |
| Wells Fargo Clearing Services Llc | Miamisburg | OH | 08/2017 | Present |
EXECUTIR FOR COUSIN'S ESTATE; INV RELATED; LOUISVILLE, KY; EXECUTOR; 05/2025; 10 HOURS PER MONTH; 0 DURING TRADING; ADMINISTER AND DISTRIBUTE THE ESTATE OF COUSIN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-31 |
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