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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| CT | RA | APPROVED | 2022-06-22 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 12/2009 | 12/2017 |
| Citigroup | New York | NY | 12/2017 | 05/2022 |
| J.P. Morgan Securities Llc | Greenwich | CT | 06/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-02 |
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