Stephen Michael Nelson

Current Employers

Employment History

• 10/2009 → 05/2018
  Foresters Financial Services
  Atlanta, GA
• 03/2015 → 05/2018
  Foresters Advisory Services
  Atlanta, GA
• 10/2017 → Present
  Stephen M. Nelson, Llc
  Atlanta, GA
• 05/2018 → 06/2023
  Kestra Investment Services, Llc
  Atlanta, GA
• 05/2018 → 06/2023
  Kestra Advisory Services, Llc
  Atlanta, GA
• 06/2023 → Present
  Arkadios Capital
  Atlanta, GA
• 06/2023 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2018-05-10 → 2023-06-29
  Kestra Advisory Services, Llc
  Atlanta, GA
  Austin, TX
• 2015-03-16 → 2018-05-11
  Foresters Advisory Services, Llc
  Atlanta, GA

Other Businesses

1. Business Name: Strive Financial Solutions Investment Related: Yes Address: 6400 Powers Ferry Rd., Suite 105 Atlanta GA 30339 Nature of Business: DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner/Investment Adivsor Representative Start Date: 5/4/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Managing partner ensuring office space and employees are paid for and maintained. Meeting with clients to ensure their accounts and financial plan are up-to-date, making changes as necessary. 2. Business Name: Building 14 at 1827 LLC Investment Related: No Address: 1827 Powers Ferry Rd, Suite 100 Atlanta GA 30339 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 4/26/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect future monthly rent payments from tenants. Maintain the property in working order. 3. Business Name: STEPHEN NELSON POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 228 Dellwood Dr SE, Smyrna GA 30080, United States DESCRIPTION: Maintaining property in good renting condition. 4. 450 Terrace Dr SW,Is Not Investment Related, 5115 Pindos Pass SW, Powder Springs, GA, 30127, United States", Rental Home,Owner,3/1/2026,1 hours per month,0 hours per month during trading hours, Other Compensation, Renting my old home. Tenant pays monthly. 5. Stephen M Nelson, LLC",Is Investment Related, 5115 Pindos Pass SW, , Powder Springs, GA, 30127, United States, Advisory Fees,Owner,7/1/2023,160 hours per month,0 hours per month during trading hours, Fee Based Compensation, All of my advisory payments are paid to this LLC. 6. Outside Insurance, Is Not Investment Related,"1827 Powers Ferry Rd, Bldg 14, Suite 100, Atlanta, GA, 30339, United States", Fixed Insurance,Agent,7/1/2023,3 hours per month,0 hours per month during trading hours, Commission Compensation, "Occasionally will write insurance business through Penn Mutual, Mass Mutual and North American. All other insurance is done through Cason Group and Ash Brokerage, which have relationships with Arkadios.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-02
• S63 Uniform Securities Agent State Law Examination
  2010-02-18