Stacy-Ann Latasha Spencer

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2017
  Massachusettes Mutual Life Insurance Company
  Charlotte, NC
• 07/2016 → 03/2017
  Msi Financial Services
  Charlotte, NC
• 07/2016 → 03/2017
  Mml Investors Services, Llc
  Charlotte, NC
• 06/2018 → 05/2025
  Lpl Financial Llc
  Fort Mill, SC
• 06/2017 → 02/2018
  Vendorpass
  Fort Mill, SC
• 03/2018 → 06/2018
  Unemployed
  Fort Mill, SC
• 06/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 06/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC
• 10/2025 → 03/2026
  Dexian, Llc
  Charlotte, NC
• 05/2025 → 10/2025
  Unemployed
  Fort Mill, SC

Previous Registrations

• 2020-09-11 → 2025-05-20
  Lpl Financial Llc
  Fort Mill, SC
  Fort Mill, SC

Exams

• S66 Uniform Combined State Law Examination
  2020-08-06

Other Names

• Stacy Spencer
• Stacy-Ann Latasha Spencer
• Stacy Ann L Spencer
• Stacy L Spencer
• Stacy-Ann Spencer
• Stacyann L Spencer
• Stacy A Spencer