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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-05 |
| PA | RA | APPROVED | 2025-05-29 |
| MN | RA | APPROVED | 2022-11-07 |
Branch Locations
Doylestown, PA • United States
Conshohocken, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Little Rock | AR | 08/2016 | 10/2016 |
| Arkansas Community Foundation | Little Rock | AR | 10/2016 | 06/2018 |
| Mutual Of Omaha Investor Services | Little Rock | AR | 07/2018 | 07/2019 |
| Mutual Of Omaha Insurance Company | Little Rock | AR | 07/2018 | 07/2019 |
| Allstate Insurance Company | Little Rock | AR | 07/2019 | 10/2021 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-19 |
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