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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-05
PA RA APPROVED 2025-05-29
MN RA APPROVED 2022-11-07
  • NJ RA
    APPROVED
    Since 2025-11-05
  • PA RA
    APPROVED
    Since 2025-05-29
  • MN RA
    APPROVED
    Since 2022-11-07

Branch Locations

Doylestown, PA • United States

Conshohocken, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Little Rock AR 08/2016 10/2016
Arkansas Community Foundation Little Rock AR 10/2016 06/2018
Mutual Of Omaha Investor Services Little Rock AR 07/2018 07/2019
Mutual Of Omaha Insurance Company Little Rock AR 07/2018 07/2019
Allstate Insurance Company Little Rock AR 07/2019 10/2021
Ameriprise Financial Services, Llc Little Rock AR 01/2022 Present
  • 08/2016 → 10/2016
    Unemployed
    Little Rock, AR
  • 10/2016 → 06/2018
    Arkansas Community Foundation
    Little Rock, AR
  • 07/2018 → 07/2019
    Mutual Of Omaha Investor Services
    Little Rock, AR
  • 07/2018 → 07/2019
    Mutual Of Omaha Insurance Company
    Little Rock, AR
  • 07/2019 → 10/2021
    Allstate Insurance Company
    Little Rock, AR
  • 01/2022 → Present
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-19
  • S66 Uniform Combined State Law Examination
    2013-02-19
Other Names
  • Stacia Renee Riba
  • Stacia Renee Dewitt
  • Stacia Dewitt
  • Stacia R Dewitt

View on SEC IAPD

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