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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
Branch Locations
720 E Wisconsin Ave, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Grand Rapids | MI | 07/2010 | 09/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2012 | 09/2019 |
| Ross A Hoezee | Grand Rapids | MI | 07/2012 | 06/2018 |
| Mitchell B Glover | Grand Rapids | MI | 06/2018 | 04/2019 |
| Lynn E Clay | Grand Rapids | MI | 04/2019 | 06/2019 |
| Brian Dierks | Grand Rapids | MI | 07/2019 | 09/2019 |
| Finfolio Inc | Denver | CO | 01/2020 | 10/2020 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 11/2020 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2020 | Present |
| Unemployed | Holland | MI | 10/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-31 |
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