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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-17 |
Branch Locations
321 Broadway, Saratoga Springs, NY 12866 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Saratoga Springs | NY | 05/2009 | 01/2021 |
| Goldman Sachs & Co. Llc | Cohoes | NY | 01/2021 | 05/2021 |
| Rockefeller & Co | Saratoga Springs | NY | 05/2021 | Present |
| Rockefeller Financial Llc | Saratoga Springs | NY | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-23 |
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