Best Investors Account Sign in
Inactive

Michael Delafuente

Mutual Advisors, LLC

Austin, TX

Omaha, NE

CRD 5739648

Claim This Profile
Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-19
  • TX RA
    APPROVED
    Since 2021-04-19

Branch Locations

Austin, TX • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities, Llc. Houston TX 08/2014 04/2021
Usca Ria Llc Houston TX 08/2014 04/2021
Mutual Advisors, Llc. Omaha NE 04/2021 Present
  • 08/2014 → 04/2021
    Usca Securities, Llc.
    Houston, TX
  • 08/2014 → 04/2021
    Usca Ria Llc
    Houston, TX
  • 04/2021 → Present
    Omaha, NE
Previous Registrations
Other Businesses

1. Rental Property Owned and Leased, Start Date: 11/25/2019, 10200 English Oak Dr., Austin, TX 78748, Sole Prop, SFR Rental Property, Owner, Maintain single family residence, Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 2. Insurance, Start Date: Immediately, 10415 Brodie Springs Trail, DBA, Insurance, Insurance Agent, Provide Insurance Advice, Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 3. Nfuse Capital, Start Date: 09/01/2021, 10415 Brodie Springs Tr, Austin, TX 78748, LLC, Financial, Managing Member, Financial services to Clients, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-04
  • S66 Uniform Combined State Law Examination
    2010-02-04

View on SEC IAPD

More in Austin, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor