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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-27 |
Branch Locations
5120 Laguna Blvd3, Elk Grove, CA 95758 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Elk Grove | CA | 04/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Elk Grove | CA | 11/2016 | Present |
SHELDON WOODS PREMIER PUPS LLC, NOT INV RELATED, 100% OWNERSHIP WITH SPOUSE, START 12/28/2021, 120 HOURS PER MONTH, ZERO HOURS DURING TRADING, DOG BREEDER. SHELDON WOODS ENTERPRISES LLC; INV RELATED; ELK GROVE, CA; 100% OWNERSHIP WITH SPOUSE; START 01/12/2022; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; RENT AUTOMOBILE VIA TURO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-31 |
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