Jocelyn Merisa Fante-Yim

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Elk Grove, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Elk Grove, CA

Previous Registrations

• 2012-10-01 → 2016-05-03
  J.P. Morgan Securities Llc
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
• 2011-04-26 → 2012-10-01
  Chase Investment Services Corp.
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA

Other Businesses

SHELDON WOODS PREMIER PUPS LLC, NOT INV RELATED, 100% OWNERSHIP WITH SPOUSE, START 12/28/2021, 120 HOURS PER MONTH, ZERO HOURS DURING TRADING, DOG BREEDER. SHELDON WOODS ENTERPRISES LLC; INV RELATED; ELK GROVE, CA; 100% OWNERSHIP WITH SPOUSE; START 01/12/2022; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; RENT AUTOMOBILE VIA TURO.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-21
• S63 Uniform Securities Agent State Law Examination
  2009-12-31

Other Names

• Jocelyn Fante-Yim