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Gregory Joseph Hoffmann

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

CRD 5739200

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-08-18
  • WI RA
    APPROVED
    Since 2025-08-18

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2015 Present
Northwestern Mutual Investment Serives, Llc Milwaukee WI 02/2015 Present
  • 01/2015 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2015 → Present
    Northwestern Mutual Investment Serives, Llc
    Milwaukee, WI
Previous Registrations
  • 2011-05-02 → 2015-01-08
    Sii Investments, Inc.
    Appleton, WI
  • 2011-05-02 → 2015-01-08
    Investment Centers Of America, Inc.
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-06
  • S66 Uniform Combined State Law Examination
    2011-04-06
Other Names
  • Greg Hoffmann

View on SEC IAPD

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