Best Investors
Account
Sign in
Best Investors
Account
Sign in
535 N. Church St. Suite 205, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2019-08-13 |
Branch Locations
33 The Cir., Georgetown, DE 19947 • United States
535 N. Church St. Suite 205, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Conshohocken | PA | 12/2009 | 08/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2019 | 02/2021 |
| Ballast Financial Advisors, Llc | West Chester | PA | 08/2019 | Present |
| Origin Financial | Boston | MA | 06/2022 | 03/2023 |
1)Real Estate Ownership; Single Family ; Not investment related; July 2014. Business Ownership; Rental property; Co-owner; Residential Property that I am a co-owner of and rent out; 1 hour per month 2)Ballast Financial Advisors, LLC / Investment Related / Georgetown, DE / Registered Investment Advisor / Aug 2019 / Managing Member and CCO / 150 Hours per month / 100% During trading hours 3)Ballast & Associates, LLC / Not Investment Related / Georgetown, DE / CPA Firm / Tax Advisory / Owner / Nov 2020 / 10 Hours per month / 100% During trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-05 |
Reach out to this advisor