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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
OH RA APPROVED 2013-04-23
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • OH RA
    APPROVED
    Since 2013-04-23

Branch Locations

10050 Innovation Drive Suite 340, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Dayton OH 11/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-17
  • S66 Uniform Combined State Law Examination
    2013-04-17

View on SEC IAPD

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