Richard Gustafson

Current Employers

Employment History

• 02/2016 → 02/2026
  M Holdings Securities, Inc.
  Portland, OR
• 02/2016 → 06/2019
  Atlas Advisory Group, Llc
  Cranford, NJ
• 07/2019 → 02/2026
  Oneteam Financial Llc (D.b.a. For Advisory Business)
  Red Bank, NJ
• 11/2023 → 02/2026
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 02/2026 → Present
  Simplicity Investments
  Summit, NJ
• 02/2026 → Present
  Beneficial Wealth
  Berkely Heights, NJ
• 02/2026 → Present
  Simplicity Wealth
  Summit, NJ

Previous Registrations

• 2023-11-08 → 2026-02-18
  Prosperity Capital Advisors
  Berkeley Heights, NJ
  Red Bank, NJ
  Westlake, OH
• 2016-02-19 → 2025-08-13
  M Holdings Securities, Inc.
  Madison, NJ
  Portland, OR
  Berkeley Heights, NJ
  Red Bank, NJ
• 2011-08-18 → 2016-03-16
  Ameritas Investment Company, Llc
  Sandwich, MA
  Lincoln, NE

Other Businesses

Simplicity Investments; not investment related; 475 Springfield Ave. Summit, NJ 07901; Registered Representative; 02/2026; 100 hrs/mo; 100 hrs/mo (during trading hours); Assisting clients w/ financial planning, risk mitigation & holistic retirement income planning. Beneficial Wealth - not investment related; 200 Connell Drive, Suite 1000, Berkely Heights, NJ 07922 - Insurance sales; advisory services; 2/19/2026 - Assist clients with Holistic Retirement income planning, Int Rel, Financial services firm, 15 hrs/mo; 15 hrs/mo (during trading hours). Rich Gustafson- not investment related; 200 Connell Drive, Suite 1000, Berkely Heights, NJ 07922 - Registered Insurance Agent/ Investment Advisor Representative; 2/2026 - Assist clients with Holistic Retirement income planning, Int Rel, Financial services firm, 15 hrs/mo; 15 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-20
• S63 Uniform Securities Agent State Law Examination
  2010-02-13