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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-10-18
  • CA RA
    APPROVED
    Since 2011-10-18

Branch Locations

100 Barrington Walk Suite A, Los Angeles, CA 90049 • United States

Marina Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Los Angeles CA 10/2011 Present
Raymond James Financial Services Advisors Inc. Los Angeles CA 10/2011 Present
Previous Registrations
Other Businesses

(1)Name of Business: Advisor Ashley, Inc. Address: 100 Barrington Walk Suite A, Los Angeles, CA, 90049, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - Treasurer, Officer - CEO, Officer - President, Officer - Secretary Investment Related: No Start Date: 02/08/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner (2)Name of Business: Culver Property 1 Address: 13036 Mindanao Way Unit 1, Marina Del Rey, CA, 90292, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 01/30/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager of LLC which holds real estate owned solely by my mother. I do not own the real estate and do not get paid. Listed as a manager just for operational succession purposes. (3)Name of Business: Financial Formwork Address: 100 Barrington Walk Suite A, Los Angeles, CA, 90049, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - Treasurer, Officer - CEO, Officer - President, Officer - Secretary Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner (4)Name of Business: Marina Property 25 LLC Address: 13036 Mindanao Way Unit 1, Marina Del Rey, CA, 90292, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/26/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Manager of the LLC. The LLC owns a rental property and my father is the sole Member of the LLC. I am listed as Manger for as needed logistical or operational items he needs help with.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-17
  • S66 Uniform Combined State Law Examination
    2010-09-17

View on SEC IAPD

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