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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-05-06
  • MI RA
    APPROVED
    Since 2021-05-06

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

Clinton Township, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Troy MI 08/2015 07/2019
K1 Strategies, Llc Clinton Township MI 07/2019 Present
The Leaders Group, Inc. Littleton CO 08/2019 11/2019
Sigma Financial Corporation Ann Arbor MI 11/2019 05/2021
Spc Ann Arbor MI 11/2019 05/2021
The Leaders Group Inc Littleton CO 05/2021 Present
  • 08/2015 → 07/2019
    Raymond James & Associates
    Troy, MI
  • 07/2019 → Present
    K1 Strategies, Llc
    Clinton Township, MI
  • 08/2019 → 11/2019
    The Leaders Group, Inc.
    Littleton, CO
  • 11/2019 → 05/2021
    Sigma Financial Corporation
    Ann Arbor, MI
  • 11/2019 → 05/2021
    Ann Arbor, MI
  • 05/2021 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2019-11-13 → 2021-05-05
    Ann Arbor, MI
    Rochester, MI
  • 2019-10-22 → 2019-11-18
    Clinton Township, MI
    Summit, NJ
Other Businesses

1.) K1 STRATEGIES LLC - 7/29/2019 - 37060 Garfield Road, Suite T6, Clinton Township, MI 48036 - President, Manage employees, present and market insruance products with RILA products override being paid to Leaders Group, Invt Rel, Insurance business, 160 hrs/mo; 40 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 5/6/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO, IAR Rep, Invt Rel, IAR business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-18
S63 Uniform Securities Agent State Law Examination 2011-03-08
  • S65 Uniform Investment Adviser Law Examination
    2019-10-18
  • S63 Uniform Securities Agent State Law Examination
    2011-03-08
Other Names
  • Chris Dean Scheimer

View on SEC IAPD

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