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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Troy | MI | 08/2015 | 07/2019 |
| K1 Strategies, Llc | Clinton Township | MI | 07/2019 | Present |
| The Leaders Group, Inc. | Littleton | CO | 08/2019 | 11/2019 |
| Sigma Financial Corporation | Ann Arbor | MI | 11/2019 | 05/2021 |
| Spc | Ann Arbor | MI | 11/2019 | 05/2021 |
| The Leaders Group Inc | Littleton | CO | 05/2021 | Present |
1.) K1 STRATEGIES LLC - 7/29/2019 - 37060 Garfield Road, Suite T6, Clinton Township, MI 48036 - President, Manage employees, present and market insruance products with RILA products override being paid to Leaders Group, Invt Rel, Insurance business, 160 hrs/mo; 40 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 5/6/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO, IAR Rep, Invt Rel, IAR business, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-08 |
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