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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-03-10 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
Dunwoody, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investement Distributors Inc | Boston | MA | 01/2014 | Present |
Name of Activity: National Association of Securities Professionals - FAST Track Program; Date Activity Modified: 03/23/2023; Type of Activity: ; Role/Relationship: Other - Mentor- Program Lead; Responsibilities: Lead Atlanta chapter programming and growth committee team along with mentor local students; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-23 |
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