Nicholas Joseph Pagano

Employer firm

Asset Allocation Strategies, LLC CRD 152339

$1.02B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Business Development Specialists
  Novi, MI
• 05/2015 → 07/2020
  Gainplan Llc
  Bloomfield Hills, MI
• 03/1991 → Present
  Janik Inc.
  Novi, MI
• 08/2020 → Present
  Asset Allocation Strategies, Llc
  Farmington Hills, MI
• 06/2020 → 08/2021
  Viridian Equity Partners
  Birmingham, MI
• 08/2020 → Present
  Glp & Associates, Inc.
  Farmington, MI

Previous Registrations

• 2015-06-08 → 2020-07-13
  Gainplan Llc
  Bloomfield Hills, MI
• 2011-08-19 → 2015-05-14
  Ghd Wealth Management, Llc
  St.CLair Shores, MI

Other Businesses

(1) JANIK, INC | NON-INVESTMENT RELATED | NOVI, MI | SELLING TRAVEL CLUB MEMBERSHIPS | OWNER | START DATE: 03/1991 | 20 HOURS PER MONTH (NOT DURING TRADING HRS) | SUPPORT TEAM OF INDEPENDENT BUSINESS OWNERS WITH SALES STRATEGIES, MARKETING AND QUESTIONS. (2) BUSINESS DEVELOPMENT SPECIALISTS | NON-INVESTMENT RELATED | NOVI, MI | REFERRAL SERVICE TO CPA FIRM AND GROUP/HEALTH/LIFE/DISABILITY SALES | OWNER | START DATE: 10/2002 | 20 HOURS PER MONTH (NOT DURING TRADING HOURS) | ASSIST CLIENTS WITH IDENTIFYING PROSPECTIVE CLIENT OPPORTUNITIES. (3) SURGE365 | NON-INVESTMENT RELATED | NOVI, MI | NATURE: TRAVEL MEMBERSHIPS | POSITION: REPRESENTATIVE | START DATE: 11/2004 | 5 HOURS PER MONTH (NOT DURING TRADING HRS) | MANAGE AND DEVELOP TRAVEL MEMBERSHIPS (4) GLP & ASSOCIATES | INVESTMENT-RELATED | FARMINGTON, MI | NATURE: LIFE INSURANCE AND ANNUITY SALES | POSITION: INSURANCE AGENT | START DATE: 08/2020 | 5 HOURS PER MONTH, DURING TRADING HRS | SELL LIFE INSURANCE AND FIXED/INDEXED ANNUITIES

Exams

• S66 Uniform Combined State Law Examination
  2010-03-29

Other Names

• Nicholas Pagano
• Nick Pagano
• Nick Joseph Pagano