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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-02-22
TX RA APPROVED 2024-02-22
  • MN RA
    APPROVED
    Since 2024-02-22
  • TX RA
    APPROVED
    Since 2024-02-22

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Minneapolis MN 08/2020 08/2022
Gene K. Edwards Estate Plymouth MN 01/2019 11/2019
Democratic-Farmer-Labor Party Saint Paul MN 05/2018 11/2018
Clancey's Meats And Fish Minneapolis MN 04/2017 07/2017
Minnesota Nurses Association Saint Paul MN 08/2016 11/2016
Clinton J. Faust Minneapolis MN 10/2009 07/2020
Edward Jones St Louis MO 08/2022 02/2024
Self Employed Minneapolis MN 01/2009 08/2020
Ameriprise Financial Services, Llc Minneapolis MN 02/2024 Present
  • 08/2020 → 08/2022
    Ameriprise Financial Services
    Minneapolis, MN
  • 01/2019 → 11/2019
    Gene K. Edwards Estate
    Plymouth, MN
  • 05/2018 → 11/2018
    Democratic-Farmer-Labor Party
    Saint Paul, MN
  • 04/2017 → 07/2017
    Clancey's Meats And Fish
    Minneapolis, MN
  • 08/2016 → 11/2016
    Minnesota Nurses Association
    Saint Paul, MN
  • 10/2009 → 07/2020
    Clinton J. Faust
    Minneapolis, MN
  • 08/2022 → 02/2024
    St Louis, MO
  • 01/2009 → 08/2020
    Self Employed
    Minneapolis, MN
  • 02/2024 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

Board of Directors; Hennepin Flats Homeowners Association; member; 3240 Hennepin Avenue S, , Minneapolis, MN, 55408; Not Investment-Related; 09/18/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-14
S63 Uniform Securities Agent State Law Examination 2020-12-04
  • S65 Uniform Investment Adviser Law Examination
    2020-12-14
  • S63 Uniform Securities Agent State Law Examination
    2020-12-04
Other Names
  • Britt Edwards
  • Brittany Diana Edwards

View on SEC IAPD

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