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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-20 |
Branch Locations
330 Whitney Ave. Suite 620, Holyoke, MA 01040 • United States
Feeding Hills, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Milwaukee | WI | 02/2015 | 02/2018 |
| The Jamrog Group/Amy Jamrog | Holyoke | MA | 03/2014 | Present |
| Mass Mutual Life Insurance Company | Holyoke | MA | 06/2019 | Present |
| Mml Investors Services, Llc | Holyoke | MA | 06/2019 | Present |
| Northwestern Mutual Investment Services, Llc | Holyoke | MA | 04/2014 | 06/2019 |
(1) NAME: JESSICA HOLLOWAY INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE; LIFE, PROPERTY & CASUALTY, LONG-TERM CARE, FIXED ANNUITIES POSITION: PARTNER & COO START: 06/28/2021 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: SERVICING AND SALES OF INSURANCE FROM COMPANIES OUTSIDE MASSMUTUAL. THIS WILL BE ON A LIMITED BASIS WHEN IN THE BEST INTEREST OF THE CLIENT. (2) NAME: THE JAMROG GROUP LLC INV REL: Y ADDR: 330 WHITNEY AVE., SUITE 620, HOLYOKE, MA 01040 NATURE: FINANCIAL PLANNING SERVICES POSITION: PARTNER & COO START: 01/19/2023 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DUTIES: FINANCIAL PLANNING, CLIENT RELATIONSHIPS, INVESTMENT REVIEWS, COACH STAFF MEMBERS (3) NAME: GIRLS ON THE RUN WESTERN MASSACHUSETTS INV REL: N ADD: 16 CENTER ST, SUITE 318, NORTHAMPTON, MA 01060 NATURE: SUPPORTS SCHOOL-AGE GIRLS IN A RUNNING PROGRAM THAT INTERGRATES SOCIAL EMOTIONAL LESSONS POSITION: BOARD CHAIR START DATE: 06/14/2021 NO HRS/MO: 10 NO/HRS MO DUR TRADING: 1 DESCRIBE DUTIES: FACILITATION OF BOARD MEETINGS, BOARD RECRUITMENT, FUNDRAISING, ATTENDING COMMITTE MEETINGS, CONDUCTING SITE VISITS TO SCHOOL PROGRAMS, PROVIDING GUIDANCE AND SUPPORT TO THE COUNCIL DIRECTOR. (4) NAME: COMMUNITY FOUNDATION OF WESTERN MASS. INV REL: N ADD: 333 BRIDGE STREET, SPRINGFIELD, MA 01103 NATURE: POOLS DONOR FUNDS INTO A PERMANENT ENDOWMENT AND DIRECTS GRANTS AND SCHOLARSHIPS TO REGIONAL NONPROFIT AND PHILANTHROPIC NEEDS POSITION: MEMBER/BOARD OF DIRECTORS START DATE: 10/01/2025 NO HRS/MO: 4 NO/HRS MO DUR TRADING: 2 DESCRIBE DUTIES: ATTEND BOARD MEETINGS & ORGANIZATION EVENTS, INTRODUCE THE ORGANIZATION TO POTENTIAL NEW VOLUNTEERS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-12-12 |
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