John Fremont-Smith

Employer firm

Friends Wealth Management CRD 330395

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers
• Educational seminars
• IN 2025 FWM WILL BE CREATING A REG D 506C DE LLC FUND (FRNIL) TO ACCREDITED INVESTORS, AS WELL AS A PODCAST

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 05/2019
  Voya Investment Management
  Windsor, CT
• 06/2013 → 02/2017
  Calamos Advisors Llc
  Naperville, IL
• 08/2019 → 06/2022
  Ameriprise Financial
  Columbia, MD
• 06/2022 → 01/2023
  Unemployed
  Ellicott City, MD
• 04/2015 → Present
  Fremont-Smith & Co., L.L.C.
  Ellicott City, MD
• 01/2023 → 09/2023
  Northwestern Mutual Investment Services Llc
  Ellicott City, MD
• 10/2023 → 02/2024
  Prudential Financial Planning Services
  Hunt Valley, MD
• 10/2023 → 02/2024
  Pruco Securities Llc
  Hunt Valley, MD
• 05/2024 → Present
  Fremont-Smith & Co., L.L.C. Dba Friends Wealth Management
  Ellicott City, MD

Previous Registrations

• 2023-10-05 → 2024-02-16
  Pruco Securities, Llc.
  North Bethesda, MD
  Hunt Valley, MD
• 2023-01-26 → 2023-09-21
  Northwestern Mutual Investment Services, Llc
  Ellicott City, MD
• 2019-08-19 → 2022-06-10
  Ameriprise Financial Services, Llc
  Columbia, MD
• 2017-04-04 → 2019-05-17
  Voya Investment Management Co. Llc
  Ellicott City, MD
  New York, NY
• 2013-06-28 → 2017-02-23
  Calamos Advisors Llc
  Naperville, IL
  Ellicott City, MD
• 2009-01-22 → 2013-06-03
  Bny Mellon Securities Corporation
  Charlotte, NC
  Ellicott City, MD
  New York, NY
  Birmingham, MI

Other Businesses

John Fremont-Smith is a licensed insurance agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-20
• S63 Uniform Securities Agent State Law Examination
  1999-05-07

Other Names

• John Xavier Fremontsmith
• John Xavier Fremont-Smith
• John Fremont-Smith