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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
| PA | RA | APPROVED | 2025-09-05 |
Branch Locations
Monroeville, PA • United States
2810 Frank Scott Parkway W Suite 704, Belleville, IL 62223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Latrobe | PA | 12/2013 | 02/2017 |
| Lpl Financial, Llc | Johnstown | PA | 02/2017 | 10/2019 |
| Cetera Advisor Networks | El Segundo | CA | 10/2019 | 01/2022 |
| Perspective Wealth Planning Llc | Johnstown | PA | 02/2017 | 09/2025 |
| Avantax Investment Services, Inc. | Johnstown | PA | 01/2022 | 09/2025 |
| Avantax Advisory Services | Johnstown | PA | 01/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | Johnstown | PA | 01/2022 | 09/2025 |
| Cetera Wealth Services, Llc | Belleville | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Cec Financial Group | Johnstown | PA | 09/2025 | Present |
1) NAME OF OTHER BUSINESS: CEC FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-26 |
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