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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
PA RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05

Branch Locations

Monroeville, PA • United States

2810 Frank Scott Parkway W Suite 704, Belleville, IL 62223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp Latrobe PA 12/2013 02/2017
Lpl Financial, Llc Johnstown PA 02/2017 10/2019
Cetera Advisor Networks El Segundo CA 10/2019 01/2022
Perspective Wealth Planning Llc Johnstown PA 02/2017 09/2025
Avantax Investment Services, Inc. Johnstown PA 01/2022 09/2025
Avantax Advisory Services Johnstown PA 01/2022 09/2025
Avantax Insurance Agency, Llc Johnstown PA 01/2022 09/2025
Cetera Wealth Services, Llc Belleville IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Cec Financial Group Johnstown PA 09/2025 Present
  • 12/2013 → 02/2017
    Cco Investment Services Corp
    Latrobe, PA
  • 02/2017 → 10/2019
    Johnstown, PA
  • 10/2019 → 01/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 02/2017 → 09/2025
    Perspective Wealth Planning Llc
    Johnstown, PA
  • 01/2022 → 09/2025
    Avantax Investment Services, Inc.
    Johnstown, PA
  • 01/2022 → 09/2025
    Avantax Advisory Services
    Johnstown, PA
  • 01/2022 → 09/2025
    Avantax Insurance Agency, Llc
    Johnstown, PA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Belleville, IL
  • 09/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Cec Financial Group
    Johnstown, PA
Previous Registrations
  • 2022-01-05 → 2025-09-05
    Avantax Advisory Services
    Johnstown, PA
    Belleville, IL
    Dallas, TX
    Monroeville, PA
  • 2019-10-09 → 2022-01-07
    Cetera Wealth Services, Llc
    Johnstown, PA
  • 2017-02-14 → 2019-11-08
    Bedminster, NJ
    Johnstown, PA
  • 2013-12-16 → 2017-02-14
    Indiana, PA
    Latrobe, PA
    Greensburg, PA
    Latrobe, PA
    Ligonier, PA
    Greensburg, PA
    Greensburg, PA
    Monroeville, PA
    Greensburg, PA
    Greensburg, PA
  • 2011-11-15 → 2013-12-23
    Johnstown, PA
    Johnstown, PA
    Ebensburg, PA
    Johnstown, PA
    Pittsburgh, PA
    Derry, PA
    Nanty Glo, PA
    Seward, PA
Other Businesses

1) NAME OF OTHER BUSINESS: CEC FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 2010-02-26
  • S65 Uniform Investment Adviser Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    2010-02-26

View on SEC IAPD

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