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751 Broad Street, Newark, NJ 07102-3777 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Aurora | CO | 11/2009 | 11/2024 |
| Prudential Insurance Company Of America | Aurora | CO | 11/2009 | Present |
| Lpl Enterprise, Llc | Newark | NJ | 11/2024 | 06/2025 |
| Pruco Securities Llc | Aurora | CO | 06/2025 | Present |
V-FOUR LIMITED POSITION: Partner/Co-owner NATURE: Airplane INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/01/2016 ADDRESS: 4200 E 71ST ST, CLEVELAND OH 44105, United States DESCRIPTION: null
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-27 |
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