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Wallis Delrosario

Charles Schwab & Co., Inc.

Sarasota, FL

Phoenix, AZ

CRD 5737893

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-21
  • FL RA
    APPROVED
    Since 2025-07-21

Branch Locations

Sarasota, FL • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Financial Group Springfield MA 11/2009 07/2018
Mml Distributors, Llc Springfield MA 05/2014 08/2018
Massmutual Springfield MA 07/2018 04/2019
Mml Investors Services, Llc Springfield MA 08/2018 04/2019
Usi Consulting Group Glastonbury CT 04/2019 09/2020
Lincoln Financial Advisors Corporation Radnor CT 09/2020 05/2024
Lincoln Financial Distributors, Inc. Fort Wayne IN 05/2024 04/2025
Charles Schwab & Co, Inc Sarasota FL 04/2025 Present
Charles Schwab Bank, Ssb Sarasota FL 09/2025 Present
  • 11/2009 → 07/2018
    Massmutual Financial Group
    Springfield, MA
  • 05/2014 → 08/2018
    Mml Distributors, Llc
    Springfield, MA
  • 07/2018 → 04/2019
    Massmutual
    Springfield, MA
  • 08/2018 → 04/2019
    Mml Investors Services, Llc
    Springfield, MA
  • 04/2019 → 09/2020
    Usi Consulting Group
    Glastonbury, CT
  • 09/2020 → 05/2024
    Lincoln Financial Advisors Corporation
    Radnor, CT
  • 05/2024 → 04/2025
    Lincoln Financial Distributors, Inc.
    Fort Wayne, IN
  • 04/2025 → Present
    Charles Schwab & Co, Inc
    Sarasota, FL
  • 09/2025 → Present
    Charles Schwab Bank, Ssb
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-19
S63 Uniform Securities Agent State Law Examination 2012-03-15
  • S65 Uniform Investment Adviser Law Examination
    2025-07-19
  • S63 Uniform Securities Agent State Law Examination
    2012-03-15
Other Names
  • Wallis Rauelis Del Rosario
  • Wallis Ravelis Delrosario
  • Wallis Ravelis Del Rosario

View on SEC IAPD

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