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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-20 |
Branch Locations
31007 Ih - 10 West Suite 109, Boerne, TX 78006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc | Boerne | TX | 01/2010 | Present |
| Raymond James Financial Services Advisors, Inc. | Boerne | TX | 11/2009 | Present |
| The Bank & Trust | Boerne | TX | 11/2009 | Present |
(1) Name of Business: Westex Investment Services Address: 118 W Bandera Rd, Boerne, TX, 78006, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA for branch 5QM04
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-09 |
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