Benjamin Erramouspe Mossman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 07/2021
  Waddell & Reed, Inc
  Shawnee Mission, KS
• 02/2010 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Parker, CO
• 03/2004 → 12/2025
  Ben Mossman
  Parker, CO
• 10/2011 → 05/2018
  Business To Business Leads Group
  Centennial, CO
• 07/2021 → 01/2022
  Lpl Financial Llc
  Overland Park, KS
• 07/2025 → 12/2025
  Hand Securities Inc
  Houston, TX
• 04/2025 → 12/2025
  Bpas Inc
  Utica, NY
• 01/2026 → Present
  Lpl Financial Llc
  San Mateo, CA

Previous Registrations

• 2021-12-23 → 2022-01-20
  Lpl Financial Llc
  San Diego, CA
  Parker, CO
  Parker, CO
• 2021-07-21 → 2021-12-22
  Lpl Financial Llc
  Overland Park, KS
  San Diego, CA
  Parker, CO
• 2010-02-05 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Golden, CO
  Boulder, CO
  Denver, CO
  Overland Park, KS

Other Businesses

1.01/02/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Maven Lane Financial Group; Investment Related; at Reported Business Location(s); Start Date 01/02/2026; 160hrs/mth; 160hrs during trading 2.01/02/2026; Benjamin Mossman, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 01/01/2026; 10hrs/mth; 10hrs during trading 3.08/28/2026; The Pinnacle Group and Associates of Clifton Park; Non-Variable Insurance/Insurance Agency; Investment Related; at Reported Business Location(s); Start Date 08/28/2026; 5hrs/mth; 3hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-02
• S63 Uniform Securities Agent State Law Examination
  2026-02-10
• S66 Uniform Combined State Law Examination
  2010-02-03

Other Names

• Benjamin Mossman
• Benjamin Erramouspe Mossman