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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 03/2016 10/2019
Morgan Stanley New York NY 10/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-28
S63 Uniform Securities Agent State Law Examination 2011-11-10
  • S66 Uniform Combined State Law Examination
    2015-04-28
  • S63 Uniform Securities Agent State Law Examination
    2011-11-10

View on SEC IAPD

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