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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2009 | Present |
| Continental Airlines | Houston | TX | 11/2005 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2010 | Present |
1) BLAKE STONES 7301 CEDAR CT COLLEYVILLE, TX 76034. BEGAN ON 7/1/2012 AS OWNER RENTING A HOME TO NON SECURITIES CLIENTS. INVESTMENT RELATED. DEVOTES 20 HRS/YR. NONE DURING TRADING. 2) united airlines, 233 s wacker dr, chicago, il, 11/2005 as pilot. nir - 100 hr/mo - 10/trading. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 02/10/2010 4) ETO PARTNERS LLC, 2591 Bullmoose Dr, Coalville UT 84017, 02/2025, Owner, Real Estate, NIR, 2 HR/MO, 2 HR/MO TRADING. 5) KETO1 LLC, 7301 Cedar Ct, Colleyville TX 76034, 07/2012, Owner, Real Estate, NIR, 2 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-15 |
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