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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-04-16
  • TX RA
    APPROVED
    Since 2010-04-16

Branch Locations

7308 Cedar Ct, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 12/2009 Present
Continental Airlines Houston TX 11/2005 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2010 Present
Other Businesses

1) BLAKE STONES 7301 CEDAR CT COLLEYVILLE, TX 76034. BEGAN ON 7/1/2012 AS OWNER RENTING A HOME TO NON SECURITIES CLIENTS. INVESTMENT RELATED. DEVOTES 20 HRS/YR. NONE DURING TRADING. 2) united airlines, 233 s wacker dr, chicago, il, 11/2005 as pilot. nir - 100 hr/mo - 10/trading. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 02/10/2010 4) ETO PARTNERS LLC, 2591 Bullmoose Dr, Coalville UT 84017, 02/2025, Owner, Real Estate, NIR, 2 HR/MO, 2 HR/MO TRADING. 5) KETO1 LLC, 7301 Cedar Ct, Colleyville TX 76034, 07/2012, Owner, Real Estate, NIR, 2 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-15
  • S66 Uniform Combined State Law Examination
    2010-04-15
Other Names
  • Blake R Stones

View on SEC IAPD

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