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Current Employers
Rockworth Investment Services Llc

115 Odell Hill Road, Center Conway, NH 03813-4411 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2011-10-06
NH RA APPROVED 2011-09-22
  • ME RA
    APPROVED
    Since 2011-10-06
  • NH RA
    APPROVED
    Since 2011-09-22

Branch Locations

115 Odell Hill Road, Center Conway, NH 03813-4411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Remax Presidential Conway NH 04/1991 Present
Rockworth Investment Services Llc Center Conway NH 12/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-28
  • S65 Uniform Investment Adviser Law Examination
    2007-04-28

View on SEC IAPD

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