Janice G Ainsworth

Employer firm

Rockworth Investment Services LLC CRD 154115

$7.79M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Rockworth Investment Services Llc

115 Odell Hill Road, Center Conway, NH 03813-4411 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2011-10-06
NH	RA	APPROVED	2011-09-22

ME RA
APPROVED

Since 2011-10-06
NH RA
APPROVED

Since 2011-09-22

Branch Locations

115 Odell Hill Road, Center Conway, NH 03813-4411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Remax Presidential	Conway	NH	04/1991	Present
Rockworth Investment Services Llc	Center Conway	NH	12/2010	Present

04/1991 → Present

Remax Presidential

Conway, NH
12/2010 → Present

Rockworth Investment Services Llc

Center Conway, NH

Previous Registrations

2009-11-24 → 2011-09-06

Mhp Asset Management

Tilton, NH
2010-01-05 → 2010-12-31

Mhp Asset Management

Tilton, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-28

S65 Uniform Investment Adviser Law Examination

2007-04-28

View on SEC IAPD

Employer firm

Current Employers

Rockworth Investment Services Llc

Disclosures

Employment History

Previous Registrations

Exams

Nearby Firms

Nearby Investors

Nearby Offices

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