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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-30 |
Branch Locations
100 S Ashley Dr 1St Fl, Tampa, FL 33602 • United States
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seminole | FL | 06/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seminole | FL | 06/2008 | 04/2023 |
| Morgan Stanley | Palm Harbor | FL | 05/2023 | 06/2023 |
| Wells Fargo Bank, Na | Saint Petersburg | FL | 07/2023 | Present |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 07/2023 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Saint Petersburg | FL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-16 |
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