Stephanie L Forner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 09/2016
  Starbucks
  Columbus, OH
• 07/2016 → 10/2016
  Collabera
  Columbus, OH
• 10/2016 → 06/2022
  Morgan Stanley
  Seattle, WA
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 06/2022 → 08/2022
  Unemployed
  Seattle, WA

Previous Registrations

• 2020-10-07 → 2022-06-24
  Morgan Stanley
  Seattle, WA

Other Businesses

I*: 2619269 Entity Type: Fiduciary role Name of OBA: H & A. Austin Address: Ardmore, OK 73401 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/14/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor / Siblings

Exams

• S66 Uniform Combined State Law Examination
  2020-09-16

Other Names

• Stephanie Sapp
• Stephanie Sapp
• Stephanie Forner